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FINRA REGULATION INC

ROCKVILLE, MDEIN: 52-1959501Website

Data sourced from IRS 990 public filings

FINRA REGULATION INC FINRA REGULATION'S mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.

Local (City/County Level)
Education & Awareness
General Population
Community & Economic Development
Free Market/Pro-Business

Annual Revenue

$1,354,035,278

Known Funders

0

Grants Received

0

Financial History

YearRevenueExpensesAssets
2024$1,354,035,278$872,225,711$94,061,520
2023$1,118,127,486$781,443,382$60,411,994
2022$1,039,482,542$693,480,189$30,977,462
2021$1,138,654,783$668,437,890$51,636,831
2020$964,459,237$634,634,476$68,166,800
2019$805,372,686$665,104,315$31,398,219
2018$818,795,285$664,455,500$49,311,804
2017$792,133,612$663,310,439$58,676,126

Top Funders

No funder data available yet for this nonprofit.

Key Personnel

From 2024 IRS 990 filing

T

Todd T Diganci

Executive Vice President/CFAO

Officer
S

Stephanie Dumont

EXECUTIVE VICE PRESIDENT

Officer
R

Robert L D Colby

EVP And Chief Legal Officer

Officer
M

Marcia E Asquith

EVP, Board & External Relations

Officer
G

Gregory Ruppert

EXECUTIVE VICE PRESIDENT

Officer
W

Wendy Lanton

REGULATORY POLICY COMMITTEE - AS OF 12/5/24

T

Timothy C Scheve

Regulatory Policy Committee - THRU 9/11/24

S

Scott Curtis

REGULATORY POLICY COMMITTEE

P

Paige W Pierce

REGULATORY POLICY COMMITTEE - THRU 9/11/24

M

MOIRA A KILCOYNE

REGULATORY POLICY COMMITTEE

Showing 10 of 20 key personnel.

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