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FINRA REGULATION INC

ROCKVILLE, MDEIN: 52-1959501

Data sourced from IRS 990-PF public filings

Funds investor education and protection initiatives, primarily through the FINRA Investor Education Foundation and related organizations in Rockville, MD.

Operating_grantmaker Foundation

Grants (Last Year)

$0

Total Grants on File

14

Recipients Funded

8

Giving History

YearTotal GrantedGrants MadeAvg Grant
2023$7,397,4157$1,056,774
2021$644,4887$92,070

Top Grant Recipients

$6,980,741 (2023)
$299,174 (2023)
$266,152 (2021)
$203,649 (2021)
$75,000 (2021)
$59,687 (2021)
$50,000 (2023)
$20,000 (2023)
$17,500 (2023)
$15,000 (2023)

Showing top 10 of 14 grants on file.

Officers & Trustees

From 2018 IRS 990-PF filing (data available for 2 filing years)

E

ELISSE B WALTER

CHAIR, REG POLICY COMMITTEE

Trustee/Director
S

STEPHEN M CUTLER - THRU 318

REGULATORY POLICY COMMITTEE

Trustee/Director
J

JOHN B EHNES - AS OF 818

REGULATORY POLICY COMMITTEE

Trustee/Director
W

WILLIAM H HEYMAN

REGULATORY POLICY COMMITTEE

Trustee/Director
S

SUSAN WOLBURGH JENAH

REGULATORY POLICY COMMITTEE

Trustee/Director
S

STEPHAN A KOHN

REGULATORY POLICY COMMITTEE

Trustee/Director
B

BRIAN J KOVACK

REGULATORY POLICY COMMITTEE

Trustee/Director
J

JOSHUA S LEVINE

REGULATORY POLICY COMMITTEE

Trustee/Director
B

BRIGITTE C MADRIAN

REGULATORY POLICY COMMITTEE

Trustee/Director
R

ROBERT A MUH

REGULATORY POLICY COMMITTEE

Trustee/Director

Showing 10 of 31 officers and trustees.

IRS Filing History

FINRA REGULATION INC has IRS 990-PF filings on record for 2 years, spanning 2017 to 2018.

20182017

Frequently Asked Questions

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